Compliance Audits
We conduct compliance audits to provide independent assurance regarding the compliance health status of a business. We evaluate and verify adherence to laws, regulations and internal corporate policies and assess the adequacy and effectiveness of internal controls. This enables us to advised responsible stakeholders on control weaknesses and recommend root cause remediation.
Our Services Include:
- Compliance Testing: We review and test the internal control environment implemented to prevent non-compliance and test the adequacy and effectiveness of the controls. There after we provide recommendations on appropriate control optimisation to increase control strength where required and enhance the efficiency of risk management measures.
- Third Party Service Provider Assurance: We review and assess the internal control environment of client TPSPs to whom operations and business processes have been outsourced to ensure that the internal controls are adequate and effective and do not expose the client to additional or unforeseen risks. The output from our assessments enables clients to maintain adequate oversight of outsourced activities and have meaningful discussions with TPSPs around risks and controls.